Real-time clearing for broker-dealers
Software for self-clearing broker-dealers: every trade cleared, booked and reconciled as it happens, with engineers who build what your firm needs.
Front, middle and back office on one platform
From order capture to settlement, every trade, allocation and journal posts to one ledger the moment it happens. Trading, operations, finance and compliance work from the same positions, cash and margin.
Connected to DTCNSCCOCCACATSFINRA CATFedwire
AI that does the operations work
Dokumen AI works from your own books. It traces reconciliation breaks, processes corporate actions, repairs CAT rejects and prepares KYC files.
It shows its reasoning for every step and waits for a person to approve anything that posts to the ledger.
Engineers who build for your firm
Every broker-dealer has products, fee schedules and reports that nobody else has. A named Dokumen team joins your Slack, learns how your firm works, and builds them into your platform.
When you move to Dokumen, we convert your accounts and history and run in parallel with your current system until the numbers match, typically in about 12 weeks.
“The Dokumen team was a pleasure to work with. They took the time to learn how we actually operate, then built exactly what we needed, and kept improving it with us after launch.”
Built to be examined
Your clearing system is part of your regulatory obligations, so we build, test and document it that way.
SOC 2 Type II
Audited every year by an independent firm.
17a-4 records
Write-once storage with full retention and a designated third party.
Audit trail
Every entry, change and approval, with who made it and when.
Continuity
Two US regions with tested failover and a written plan.
See Dokumen on data like yours
Whether you're moving to self-clearing or leaving your current system, we'll walk through your setup and lay out a migration plan.
Book a demo